SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 1,000 Value ($000) $377 Avg Close — Range —
Q1 2022
Shares 65,553 Value ($000) $29,606 Avg Close — Range —
Q2 2019
Shares 2,000 Value ($000) $586 Avg Close — Range —