SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 6,734 Value ($000) $1,958 Avg Close — Range —
Q2 2018
Shares 9,593 Value ($000) $2,624 Avg Close — Range —
Q1 2018
Shares 11,421 Value ($000) $3,005 Avg Close — Range —
Q4 2017
Shares 10,822 Value ($000) $2,888 Avg Close — Range —
Q3 2017
Shares 11,409 Value ($000) $2,867 Avg Close — Range —
Q2 2017
Shares 7,180 Value ($000) $1,736 Avg Close — Range —
Q1 2017
Shares 7,177 Value ($000) $1,692 Avg Close — Range —
Q4 2016
Shares 7,175 Value ($000) $1,604 Avg Close — Range —
Q3 2016
Shares 8,651 Value ($000) $1,871 Avg Close — Range —
Q2 2016
Shares 8,470 Value ($000) $1,774 Avg Close — Range —
Q1 2016
Shares 8,469 Value ($000) $1,740 Avg Close — Range —
Q4 2015
Shares 9,318 Value ($000) $1,900 Avg Close — Range —