SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

Nikko Asset Management Americas, Inc.'s Holding History (CIK: 0001480751)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 12,700 Value ($000) $2,625 Avg Close — Range —
Q2 2015
Shares 3,300 Value ($000) $678 Avg Close — Range —
Q1 2015
Shares 4,300 Value ($000) $895 Avg Close — Range —
Q4 2014
Shares 10,700 Value ($000) $2,221 Avg Close — Range —
Q3 2014
Shares 3,200 Value ($000) $632 Avg Close — Range —