SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

Empirical Finance, LLC's Holding History (CIK: 0001572838)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 748 Value ($000) $250 Avg Close — Range —
Q4 2018
Shares 10,203 Value ($000) $2,550 Avg Close — Range —
Q3 2018
Shares 8,558 Value ($000) $2,488 Avg Close — Range —
Q4 2017
Shares 11,891 Value ($000) $3,173 Avg Close — Range —
Q3 2017
Shares 12,857 Value ($000) $3,231 Avg Close — Range —
Q2 2017
Shares 11,475 Value ($000) $2,775 Avg Close — Range —
Q1 2017
Shares 11,762 Value ($000) $2,772 Avg Close — Range —
Q4 2016
Shares 12,578 Value ($000) $2,812 Avg Close — Range —