SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

Warberg Asset Management LLC's Holding History (CIK: 0001597506)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 12,000 Value ($000) $5,129 Avg Close — Range —
Q3 2022
Shares 21,000 Value ($000) $7,501 Avg Close — Range —
Q2 2022
Shares 16,000 Value ($000) $6,037 Avg Close — Range —