SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

First Trust Capital Management L.P.'s Holding History (CIK: 0001604488)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 224,400 Value ($000) $65,749 Avg Close — Range —
Q1 2019
Shares 20,000 Value ($000) $5,650 Avg Close — Range —
Q1 2018
Shares 50,000 Value ($000) $13,158 Avg Close — Range —