SPDR INDEX SHS FDS

Ticker: GXC CUSIP: 78463X400 Class: S&P CHINA ETF

OPPENHEIMER & CO INC's Holding History (CIK: 0000822581)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,569 Value ($000) $284 Avg Close — Range —
Q3 2014
Shares 5,283 Value ($000) $405 Avg Close — Range —
Q2 2014
Shares 7,981 Value ($000) $600 Avg Close — Range —
Q1 2014
Shares 12,473 Value ($000) $907 Avg Close — Range —
Q4 2013
Shares 16,263 Value ($000) $1,267 Avg Close — Range —