SPDR INDEX SHS FDS

Ticker: GXC CUSIP: 78463X400 Class: S&P CHINA ETF

KLINGENSTEIN FIELDS & CO LP's Holding History (CIK: 0000859872)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 3,516 Value ($000) $270 Avg Close — Range —
Q2 2014
Shares 3,516 Value ($000) $265 Avg Close — Range —
Q3 2013
Shares 3,066 Value ($000) $227 Avg Close — Range —
Q2 2013
Shares 102,676 Value ($000) $6,582 Avg Close — Range —