SPDR INDEX SHS FDS

Ticker: GXC CUSIP: 78463X400 Class: S&P CHINA ETF

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 14 Value ($000) $1 Avg Close — Range —
Q1 2017
Shares 14 Value ($000) $1 Avg Close — Range —
Q4 2016
Shares 14 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 14 Value ($000) $1 Avg Close — Range —
Q2 2016
Shares 14 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 14 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 14 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 14 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 14 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 1,544 Value ($000) $130 Avg Close — Range —