SPDR INDEX SHS FDS

Ticker: GXC CUSIP: 78463X400 Class: S&P CHINA ETF

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 300,000 Value ($000) $21,826 Avg Close — Range —
Q2 2013
Shares 200 Value ($000) $13 Avg Close — Range —