SPDR INDEX SHS FDS

Ticker: GXC CUSIP: 78463X400 Class: S&P CHINA ETF

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 300 Value ($000) $22 Avg Close — Range —
Q4 2013
Shares 300 Value ($000) $23 Avg Close — Range —
Q3 2013
Shares 300 Value ($000) $22 Avg Close — Range —
Q2 2013
Shares 300 Value ($000) $19 Avg Close — Range —