SPDR INDEX SHS FDS

Ticker: GXC CUSIP: 78463X400 Class: S&P CHINA ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 129 Value ($000) $10 Avg Close — Range —
Q2 2014
Shares 50 Value ($000) $3,762 Avg Close — Range —