SPDR INDEX SHS FDS

Ticker: SPGM CUSIP: 78463X475 Class: ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 60 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 60 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 80 Value ($000) $5 Avg Close — Range —