SPDR INDEX SHS FDS

Ticker: GNR CUSIP: 78463X541 Class: GLB NAT RESRCE

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 18,552 Value ($000) $938 Avg Close — Range —
Q2 2018
Shares 19,789 Value ($000) $991 Avg Close — Range —
Q1 2018
Shares 19,992 Value ($000) $967 Avg Close — Range —
Q4 2017
Shares 19,907 Value ($000) $977 Avg Close — Range —
Q3 2017
Shares 19,968 Value ($000) $918 Avg Close — Range —
Q2 2017
Shares 19,839 Value ($000) $824 Avg Close — Range —
Q1 2017
Shares 19,839 Value ($000) $844 Avg Close — Range —
Q4 2016
Shares 21,161 Value ($000) $870 Avg Close — Range —
Q3 2016
Shares 21,468 Value ($000) $840 Avg Close — Range —
Q2 2016
Shares 21,468 Value ($000) $797 Avg Close — Range —
Q1 2016
Shares 21,468 Value ($000) $751 Avg Close — Range —
Q4 2015
Shares 18,023 Value ($000) $579 Avg Close — Range —