SPDR INDEX SHS FDS

CUSIP: 78463X558 Class: CMN

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 15,650 Value ($000) $311 Avg Close — Range —
Q4 2016
Shares 17,950 Value ($000) $363 Avg Close — Range —
Q3 2016
Shares 18,100 Value ($000) $324 Avg Close — Range —
Q2 2016
Shares 18,100 Value ($000) $298 Avg Close — Range —
Q1 2016
Shares 19,100 Value ($000) $296 Avg Close — Range —
Q4 2015
Shares 19,100 Value ($000) $265 Avg Close — Range —
Q3 2015
Shares 20,050 Value ($000) $297 Avg Close — Range —
Q2 2015
Shares 20,950 Value ($000) $364 Avg Close — Range —
Q1 2015
Shares 19,750 Value ($000) $325 Avg Close — Range —
Q4 2014
Shares 21,000 Value ($000) $301 Avg Close — Range —
Q3 2014
Shares 22,800 Value ($000) $502 Avg Close — Range —
Q2 2014
Shares 19,200 Value ($000) $494 Avg Close — Range —