SPDR INDEX SHS FDS

CUSIP: 78463X707 Class: CMN

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,150 Value ($000) $52 Avg Close — Range —
Q4 2015
Shares 45,660 Value ($000) $1,605 Avg Close — Range —
Q3 2015
Shares 27,260 Value ($000) $994 Avg Close — Range —
Q2 2015
Shares 23,619 Value ($000) $1,138 Avg Close — Range —
Q3 2014
Shares 8,600 Value ($000) $527 Avg Close — Range —
Q2 2014
Shares 8,600 Value ($000) $553 Avg Close — Range —
Q1 2014
Shares 8,600 Value ($000) $525 Avg Close — Range —
Q4 2013
Shares 8,975 Value ($000) $559 Avg Close — Range —
Q3 2013
Shares 8,975 Value ($000) $573 Avg Close — Range —