SPDR INDEX SHS FDS

CUSIP: 78463X707 Class: CMN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 45 Value ($000) $2 Avg Close — Range —
Q2 2014
Shares 95 Value ($000) $6,106 Avg Close — Range —