SPDR INDEX SHS FDS

Ticker: RWO CUSIP: 78463X749 Class: DJ GLB RL ES ETF

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 5,000 Value ($000) $235 Avg Close — Range —
Q3 2016
Shares 25,000 Value ($000) $1,246 Avg Close — Range —
Q2 2016
Shares 6,000 Value ($000) $303 Avg Close — Range —
Q4 2015
Shares 8,000 Value ($000) $375 Avg Close — Range —
Q3 2015
Shares 9,500 Value ($000) $430 Avg Close — Range —
Q2 2015
Shares 5,000 Value ($000) $230 Avg Close — Range —