SPDR INDEX SHS FDS

Ticker: RWO CUSIP: 78463X749 Class: DJ GLB RL ES ETF

CENTAURUS FINANCIAL, INC.'s Holding History (CIK: 0000891943)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 2,584 Value ($000) $133 Avg Close — Range —
Q2 2019
Shares 3,343 Value ($000) $167 Avg Close — Range —
Q1 2019
Shares 354 Value ($000) $7,082 Avg Close — Range —
Q4 2018
Shares 1,056 Value ($000) $24 Avg Close — Range —
Q3 2018
Shares 24 Value ($000) $1,153 Avg Close — Range —
Q2 2018
Shares 21,935 Value ($000) $1,055 Avg Close — Range —
Q1 2018
Shares 17,761 Value ($000) $822 Avg Close — Range —
Q4 2017
Shares 13,266 Value ($000) $648 Avg Close — Range —