SPDR INDEX SHS FDS

Ticker: RWO CUSIP: 78463X749 Class: DJ GLB RL ES ETF

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 2,081 Value ($000) $99 Avg Close — Range —
Q1 2018
Shares 4,155 Value ($000) $192 Avg Close — Range —
Q4 2017
Shares 5,071 Value ($000) $248 Avg Close — Range —
Q3 2017
Shares 5,071 Value ($000) $242 Avg Close — Range —
Q2 2017
Shares 4,542 Value ($000) $217 Avg Close — Range —
Q1 2017
Shares 6,540 Value ($000) $308 Avg Close — Range —
Q4 2016
Shares 12,834 Value ($000) $601 Avg Close — Range —