SPDR INDEX SHS FDS

Ticker: RWO CUSIP: 78463X749 Class: DJ GLB RL ES ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 2,040 Value ($000) $97 Avg Close — Range —
Q2 2014
Shares 1,800 Value ($000) $83,970 Avg Close — Range —