SPDR INDEX SHS FDS

Ticker: RWO CUSIP: 78463X749 Class: DJ GLB RL ES ETF

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 10,399 Value ($000) $494 Avg Close — Range —
Q2 2018
Shares 10,664 Value ($000) $512 Avg Close — Range —
Q1 2018
Shares 10,625 Value ($000) $498 Avg Close — Range —
Q3 2017
Shares 13,234 Value ($000) $629 Avg Close — Range —
Q2 2017
Shares 12,992 Value ($000) $618 Avg Close — Range —