SPDR INDEX SHS FDS

Ticker: RWO CUSIP: 78463X749 Class: DJ GLB RL ES ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 813 Value ($000) $36 Avg Close — Range —
Q2 2015
Shares 1,642 Value ($000) $75 Avg Close — Range —
Q1 2015
Shares 1,584 Value ($000) $79 Avg Close — Range —
Q4 2014
Shares 1,462 Value ($000) $70 Avg Close — Range —
Q3 2014
Shares 1,462 Value ($000) $65 Avg Close — Range —
Q2 2014
Shares 1,460 Value ($000) $68 Avg Close — Range —
Q1 2014
Shares 1,841 Value ($000) $80 Avg Close — Range —
Q4 2013
Shares 650 Value ($000) $27 Avg Close — Range —
Q3 2013
Shares 2,071 Value ($000) $88 Avg Close — Range —
Q2 2013
Shares 2,717 Value ($000) $116 Avg Close — Range —