SPDR INDEX SHS FDS

Ticker: RWO CUSIP: 78463X749 Class: DJ GLB RL ES ETF

Occidental Asset Management, LLC's Holding History (CIK: 0001770994)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 18,352 Value ($000) $897 Avg Close — Range —
Q3 2017
Shares 16,693 Value ($000) $797 Avg Close — Range —