SPDR INDEX SHS FDS

Ticker: EWX CUSIP: 78463X756 Class: S&P EMKTSC ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 1,060 Value ($000) $47 Avg Close — Range —

Q2 2018

Shares 1,060 Value ($000) $50 Avg Close — Range —

Q1 2018

Shares 1,050 Value ($000) $55 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	1,060	$47	—	—
Q2 2018	1,060	$50	—	—
Q1 2018	1,050	$55	—	—