SPDR INDEX SHS FDS

Ticker: DWX CUSIP: 78463X772 Class: S&P INTL ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 498 Value ($000) $19 Avg Close — Range —
Q4 2016
Shares 498 Value ($000) $18 Avg Close — Range —
Q3 2016
Shares 498 Value ($000) $18 Avg Close — Range —
Q2 2016
Shares 498 Value ($000) $18 Avg Close — Range —
Q1 2016
Shares 498 Value ($000) $17 Avg Close — Range —
Q4 2015
Shares 498 Value ($000) $17 Avg Close — Range —
Q3 2015
Shares 498 Value ($000) $17 Avg Close — Range —
Q2 2015
Shares 498 Value ($000) $21 Avg Close — Range —
Q1 2015
Shares 498 Value ($000) $21 Avg Close — Range —
Q4 2014
Shares 498 Value ($000) $21 Avg Close — Range —
Q3 2014
Shares 218 Value ($000) $10 Avg Close — Range —