SPDR INDEX SHS FDS

CUSIP: 78463X798 Class: COMMON STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 10,569 Value ($000) $200 Avg Close — Range —
Q1 2016
Shares 19,042 Value ($000) $344 Avg Close — Range —
Q4 2015
Shares 19,451 Value ($000) $352 Avg Close — Range —
Q3 2015
Shares 12,000 Value ($000) $236 Avg Close — Range —
Q2 2015
Shares 14,294 Value ($000) $324 Avg Close — Range —
Q1 2015
Shares 14,155 Value ($000) $323 Avg Close — Range —
Q4 2014
Shares 17,990 Value ($000) $393 Avg Close — Range —
Q3 2014
Shares 33,680 Value ($000) $764 Avg Close — Range —
Q2 2014
Shares 35,704 Value ($000) $848 Avg Close — Range —
Q1 2014
Shares 22,963 Value ($000) $511 Avg Close — Range —
Q4 2013
Shares 24,868 Value ($000) $590 Avg Close — Range —
Q3 2013
Shares 26,045 Value ($000) $636 Avg Close — Range —
Q2 2013
Shares 21,655 Value ($000) $443 Avg Close — Range —