SPDR INDEX SHS FDS

Ticker: RWX CUSIP: 78463X863 Class: DJ INTL RL ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 247 Value ($000) $9 Avg Close — Range —
Q2 2015
Shares 1,090 Value ($000) $45 Avg Close — Range —
Q1 2015
Shares 1,142 Value ($000) $49 Avg Close — Range —
Q4 2014
Shares 1,153 Value ($000) $48 Avg Close — Range —
Q3 2014
Shares 1,153 Value ($000) $48 Avg Close — Range —
Q2 2014
Shares 1,168 Value ($000) $52 Avg Close — Range —
Q1 2014
Shares 1,383 Value ($000) $57 Avg Close — Range —
Q4 2013
Shares 1,075 Value ($000) $44 Avg Close — Range —
Q3 2013
Shares 194 Value ($000) $8 Avg Close — Range —
Q2 2013
Shares 193 Value ($000) $8 Avg Close — Range —