SPDR SERIES TRUST

Ticker: IBND CUSIP: 78464A151 Class: BLOOMBERG INTL

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 17,397 Value ($000) $537 Avg Close — Range —
Q3 2016
Shares 16,778 Value ($000) $561 Avg Close — Range —
Q2 2016
Shares 16,098 Value ($000) $524 Avg Close — Range —
Q1 2016
Shares 14,613 Value ($000) $480 Avg Close — Range —
Q4 2015
Shares 11,429 Value ($000) $352 Avg Close — Range —
Q3 2015
Shares 11,259 Value ($000) $353 Avg Close — Range —
Q2 2015
Shares 11,812 Value ($000) $371 Avg Close — Range —
Q1 2015
Shares 10,113 Value ($000) $314 Avg Close — Range —
Q4 2014
Shares 47,836 Value ($000) $1,644 Avg Close — Range —
Q3 2014
Shares 69,097 Value ($000) $2,447 Avg Close — Range —
Q2 2014
Shares 40,490 Value ($000) $1,531 Avg Close — Range —
Q1 2014
Shares 42,597 Value ($000) $1,589 Avg Close — Range —
Q4 2013
Shares 13,372 Value ($000) $490 Avg Close — Range —
Q3 2013
Shares 3,093 Value ($000) $111 Avg Close — Range —
Q2 2013
Shares 4,939 Value ($000) $168 Avg Close — Range —