SPDR SER TR

Ticker: SLYG CUSIP: 78464A201 Class: S&P 600 SMCP GRW

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 12,712 Value ($000) $2,430 Avg Close — Range —
Q2 2016
Shares 14,187 Value ($000) $2,292 Avg Close — Range —
Q1 2016
Shares 14,057 Value ($000) $2,198 Avg Close — Range —
Q4 2015
Shares 13,960 Value ($000) $2,409 Avg Close — Range —
Q3 2015
Shares 13,214 Value ($000) $2,303 Avg Close — Range —
Q2 2015
Shares 13,083 Value ($000) $2,489 Avg Close — Range —
Q1 2015
Shares 13,768 Value ($000) $2,598 Avg Close — Range —
Q4 2014
Shares 12,907 Value ($000) $2,298 Avg Close — Range —
Q3 2014
Shares 12,208 Value ($000) $2,077 Avg Close — Range —
Q2 2014
Shares 23,420 Value ($000) $2,118,100 Avg Close — Range —
Q1 2014
Shares 10,460 Value ($000) $1,870 Avg Close — Range —
Q4 2013
Shares 9,650 Value ($000) $1,727 Avg Close — Range —
Q3 2013
Shares 9,650 Value ($000) $1,571 Avg Close — Range —
Q2 2013
Shares 9,700 Value ($000) $1,415 Avg Close — Range —