SPDR SER TR

Ticker: SLYG CUSIP: 78464A201 Class: S&P 600 SMCP GRW

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 1,386 Value ($000) $315 Avg Close — Range —
Q3 2017
Shares 1,332 Value ($000) $303 Avg Close — Range —
Q2 2017
Shares 1,328 Value ($000) $287 Avg Close — Range —
Q1 2017
Shares 1,325 Value ($000) $282 Avg Close — Range —
Q4 2016
Shares 1,494 Value ($000) $311 Avg Close — Range —
Q3 2016
Shares 1,529 Value ($000) $292 Avg Close — Range —
Q2 2016
Shares 1,750 Value ($000) $312 Avg Close — Range —
Q1 2016
Shares 2,185 Value ($000) $378 Avg Close — Range —
Q4 2015
Shares 1,780 Value ($000) $307 Avg Close — Range —
Q3 2015
Shares 1,320 Value ($000) $230 Avg Close — Range —
Q2 2015
Shares 795 Value ($000) $151 Avg Close — Range —
Q1 2015
Shares 20 Value ($000) $4 Avg Close — Range —