SPDR SERIES TRUST

CUSIP: 78464A276 Class: BRC BLD AMER BD

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 3,728 Value ($000) $253 Avg Close — Range —
Q1 2016
Shares 4,070 Value ($000) $255 Avg Close — Range —
Q4 2015
Shares 3,791 Value ($000) $226 Avg Close — Range —
Q1 2015
Shares 22,019 Value ($000) $1,411 Avg Close — Range —
Q4 2014
Shares 28,382 Value ($000) $1,787 Avg Close — Range —
Q3 2014
Shares 11,623 Value ($000) $711 Avg Close — Range —