SPDR SER TR

Ticker: PSK CUSIP: 78464A292 Class: ICE PFD SEC ETF

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 1,100 Value ($000) $43 Avg Close — Range —

Q3 2013

Shares 1,100 Value ($000) $45 Avg Close — Range —

Q2 2013

Shares 1,100 Value ($000) $48 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	1,100	$43	—	—
Q3 2013	1,100	$45	—	—
Q2 2013	1,100	$48	—	—