SPDR SER TR

Ticker: PSK CUSIP: 78464A292 Class: ICE PFD SEC ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 7,547 Value ($000) $326 Avg Close — Range —

Q1 2019

Shares 7,339 Value ($000) $313 Avg Close — Range —

Q4 2018

Shares 7,494 Value ($000) $296 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	7,547	$326	—	—
Q1 2019	7,339	$313	—	—
Q4 2018	7,494	$296	—	—