SPDR SER TR

Ticker: SLYV CUSIP: 78464A300 Class: S&P 600 SMCP VAL

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 13,583 Value ($000) $1,457 Avg Close — Range —
Q2 2016
Shares 13,933 Value ($000) $1,395 Avg Close — Range —
Q1 2016
Shares 13,137 Value ($000) $1,281 Avg Close — Range —
Q4 2015
Shares 13,672 Value ($000) $1,270 Avg Close — Range —
Q3 2015
Shares 13,887 Value ($000) $1,312 Avg Close — Range —
Q2 2015
Shares 13,452 Value ($000) $1,428 Avg Close — Range —
Q1 2015
Shares 15,041 Value ($000) $1,611 Avg Close — Range —
Q4 2014
Shares 13,921 Value ($000) $1,472 Avg Close — Range —
Q3 2014
Shares 13,131 Value ($000) $1,343 Avg Close — Range —
Q2 2014
Shares 27,140 Value ($000) $1,491,974 Avg Close — Range —
Q1 2014
Shares 12,310 Value ($000) $1,331 Avg Close — Range —
Q4 2013
Shares 11,890 Value ($000) $1,266 Avg Close — Range —
Q3 2013
Shares 11,960 Value ($000) $1,174 Avg Close — Range —
Q2 2013
Shares 11,895 Value ($000) $1,057 Avg Close — Range —