SPDR SERIES TRUST

Ticker: BWZ CUSIP: 78464A334 Class: BLOOMBERG SHORT

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 959 Value ($000) $30 Avg Close — Range —
Q3 2019
Shares 2,751 Value ($000) $83 Avg Close — Range —
Q2 2019
Shares 4,182 Value ($000) $130 Avg Close — Range —
Q1 2019
Shares 4,670 Value ($000) $143 Avg Close — Range —
Q4 2018
Shares 4,480 Value ($000) $138 Avg Close — Range —
Q3 2018
Shares 3,504 Value ($000) $109 Avg Close — Range —
Q2 2018
Shares 1,321 Value ($000) $41 Avg Close — Range —
Q1 2018
Shares 246 Value ($000) $8 Avg Close — Range —