SPDR SERIES TRUST

Ticker: BWZ CUSIP: 78464A334 Class: BLOOMBERG SHORT

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 51 Value ($000) $2 Avg Close — Range —

Q3 2013

Shares 52 Value ($000) $2 Avg Close — Range —

Q2 2013

Shares 7,282 Value ($000) $254 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	51	$2	—	—
Q3 2013	52	$2	—	—
Q2 2013	7,282	$254	—	—