SPDR SERIES TRUST

Ticker: BWZ CUSIP: 78464A334 Class: BLOOMBERG SHORT

MISSION WEALTH MANAGEMENT, LP's Holding History (CIK: 0001645382)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 14,000 Value ($000) $410 Avg Close — Range —
Q3 2016
Shares 14,000 Value ($000) $445 Avg Close — Range —
Q2 2016
Shares 12,900 Value ($000) $405 Avg Close — Range —
Q1 2016
Shares 12,900 Value ($000) $403 Avg Close — Range —
Q4 2015
Shares 12,900 Value ($000) $384 Avg Close — Range —
Q3 2015
Shares 12,900 Value ($000) $388 Avg Close — Range —
Q2 2015
Shares 12,800 Value ($000) $388 Avg Close — Range —