SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

KLINGENSTEIN FIELDS & CO LP's Holding History (CIK: 0000859872)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 2,400 Value ($000) $205 Avg Close — Range —

Q2 2021

Shares 2,400 Value ($000) $208 Avg Close — Range —

Q1 2021

Shares 2,400 Value ($000) $200 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	2,400	$205	—	—
Q2 2021	2,400	$208	—	—
Q1 2021	2,400	$200	—	—