SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

DELTA ASSET MANAGEMENT LLC/TN's Holding History (CIK: 0000860857)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 150 Value ($000) $7 Avg Close — Range —
Q4 2013
Shares 150 Value ($000) $7 Avg Close — Range —