SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

JOHN G ULLMAN & ASSOCIATES INC's Holding History (CIK: 0000919530)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 5,062 Value ($000) $241 Avg Close — Range —
Q1 2015
Shares 4,794 Value ($000) $229 Avg Close — Range —
Q4 2014
Shares 4,300 Value ($000) $202 Avg Close — Range —