SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 937 Value ($000) $51 Avg Close — Range —
Q1 2018
Shares 489 Value ($000) $25 Avg Close — Range —