SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 8,060 Value ($000) $488 Avg Close — Range —

Q1 2020

Shares 8,060 Value ($000) $386 Avg Close — Range —

Q4 2019

Shares 8,060 Value ($000) $447 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	8,060	$488	—	—
Q1 2020	8,060	$386	—	—
Q4 2019	8,060	$447	—	—