SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

MAINSTAY CAPITAL MANAGEMENT LLC /ADV's Holding History (CIK: 0001127612)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 2,000 Value ($000) $108 Avg Close — Range —

Q2 2018

Shares 2,000 Value ($000) $106 Avg Close — Range —

Q1 2018

Shares 2,000 Value ($000) $103 Avg Close — Range —

Q4 2017

Shares 2,000 Value ($000) $101 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	2,000	$108	—	—
Q2 2018	2,000	$106	—	—
Q1 2018	2,000	$103	—	—
Q4 2017	2,000	$101	—	—