SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 10,000 Value ($000) $537 Avg Close — Range —
Q2 2017
Shares 8,297 Value ($000) $412 Avg Close — Range —
Q1 2017
Shares 8,459 Value ($000) $407 Avg Close — Range —
Q4 2016
Shares 7,704 Value ($000) $352 Avg Close — Range —
Q3 2016
Shares 8,092 Value ($000) $374 Avg Close — Range —
Q1 2016
Shares 24,377 Value ($000) $1,053 Avg Close — Range —
Q4 2015
Shares 20,271 Value ($000) $877 Avg Close — Range —
Q3 2015
Shares 17,397 Value ($000) $778 Avg Close — Range —
Q2 2015
Shares 87,602 Value ($000) $4,165 Avg Close — Range —
Q1 2015
Shares 93,235 Value ($000) $4,455 Avg Close — Range —
Q4 2014
Shares 68,722 Value ($000) $3,223 Avg Close — Range —
Q3 2014
Shares 24,222 Value ($000) $1,203 Avg Close — Range —
Q3 2013
Shares 17,258 Value ($000) $783 Avg Close — Range —