SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Texas Yale Capital Corp.'s Holding History (CIK: 0001332342)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 6,555 Value ($000) $332 Avg Close — Range —
Q3 2017
Shares 6,555 Value ($000) $335 Avg Close — Range —
Q2 2017
Shares 6,555 Value ($000) $325 Avg Close — Range —
Q1 2017
Shares 10,255 Value ($000) $493 Avg Close — Range —
Q4 2016
Shares 25,455 Value ($000) $1,162 Avg Close — Range —
Q3 2016
Shares 25,455 Value ($000) $1,180 Avg Close — Range —
Q2 2016
Shares 25,455 Value ($000) $1,116 Avg Close — Range —
Q1 2016
Shares 25,735 Value ($000) $1,112 Avg Close — Range —
Q4 2015
Shares 25,735 Value ($000) $1,114 Avg Close — Range —
Q3 2015
Shares 25,735 Value ($000) $1,151 Avg Close — Range —
Q2 2015
Shares 25,735 Value ($000) $1,224 Avg Close — Range —
Q1 2015
Shares 25,735 Value ($000) $1,229 Avg Close — Range —
Q4 2014
Shares 25,735 Value ($000) $1,207 Avg Close — Range —
Q3 2014
Shares 25,455 Value ($000) $1,264 Avg Close — Range —
Q2 2014
Shares 25,455 Value ($000) $1,285 Avg Close — Range —
Q1 2014
Shares 25,455 Value ($000) $1,232 Avg Close — Range —
Q4 2013
Shares 21,430 Value ($000) $1,001 Avg Close — Range —
Q3 2013
Shares 20,180 Value ($000) $912 Avg Close — Range —
Q2 2013
Shares 18,900 Value ($000) $807 Avg Close — Range —