SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 249 Value ($000) $13 Avg Close — Range —
Q1 2017
Shares 1,542 Value ($000) $74 Avg Close — Range —
Q4 2016
Shares 1,542 Value ($000) $70 Avg Close — Range —
Q3 2016
Shares 100 Value ($000) $5 Avg Close — Range —
Q2 2016
Shares 100 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 100 Value ($000) $4 Avg Close — Range —
Q4 2015
Shares 100 Value ($000) $4 Avg Close — Range —
Q3 2015
Shares 100 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 100 Value ($000) $5 Avg Close — Range —
Q1 2015
Shares 100 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 100 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 100 Value ($000) $5 Avg Close — Range —
Q2 2014
Shares 100 Value ($000) $5 Avg Close — Range —
Q1 2014
Shares 100 Value ($000) $5 Avg Close — Range —
Q4 2013
Shares 100 Value ($000) $5 Avg Close — Range —
Q3 2013
Shares 100 Value ($000) $5 Avg Close — Range —