SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

AEGON USA Investment Management, LLC's Holding History (CIK: 0001454937)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 973,283 Value ($000) $49,151 Avg Close — Range —
Q1 2014
Shares 1,003,113 Value ($000) $48,541 Avg Close — Range —
Q4 2013
Shares 1,108,948 Value ($000) $51,821 Avg Close — Range —
Q3 2013
Shares 1,198,027 Value ($000) $54,151 Avg Close — Range —
Q2 2013
Shares 954,560 Value ($000) $40,741 Avg Close — Range —