SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 3,832 Value ($000) $207 Avg Close — Range —
Q1 2018
Shares 3,997 Value ($000) $206 Avg Close — Range —
Q4 2017
Shares 8,244 Value ($000) $417 Avg Close — Range —
Q3 2017
Shares 7,091 Value ($000) $362 Avg Close — Range —