SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

RiverFront Investment Group, LLC's Holding History (CIK: 0001469751)

Note: Option positions (PUT/CALL) are excluded.

Q4 2009

Shares 421,192 Value ($000) $15,917 Avg Close — Range —

Q3 2009

Shares 101,960 Value ($000) $3,695 Avg Close — Range —

Q2 2009

Shares 78,951 Value ($000) $2,530 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2009	421,192	$15,917	—	—
Q3 2009	101,960	$3,695	—	—
Q2 2009	78,951	$2,530	—	—